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Tien Le Dinh

J.P. Morgan Securities LLC

Westminster, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-23
CA RA APPROVED 2022-07-31
  • TX RA
    APPROVED
    Since 2024-01-23
  • CA RA
    APPROVED
    Since 2022-07-31

Branch Locations

15512 Brookhurst St, Westminster, CA 92683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Advisors Llc Newport Beach CA 11/2015 10/2016
Jp Morgan Securities Llc Huntington Beach CA 10/2016 08/2022
Jp Morgan Chase Bank Huntington Beach CA 10/2016 06/2019
Jp Morgan Chase Bank Na Huntington Beach CA 06/2019 08/2022
Jp Morgan Securities Llc Westminster CA 08/2022 Present
  • 11/2015 → 10/2016
    Pacific Advisors Llc
    Newport Beach, CA
  • 10/2016 → 08/2022
    Jp Morgan Securities Llc
    Huntington Beach, CA
  • 10/2016 → 06/2019
    Jp Morgan Chase Bank
    Huntington Beach, CA
  • 06/2019 → 08/2022
    Jp Morgan Chase Bank Na
    Huntington Beach, CA
  • 08/2022 → Present
    Jp Morgan Securities Llc
    Westminster, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-30
S63 Uniform Securities Agent State Law Examination 2016-11-29
  • S66 Uniform Combined State Law Examination
    2022-07-30
  • S63 Uniform Securities Agent State Law Examination
    2016-11-29
Other Names
  • Lee Dinh
  • Le Tien Dinh
  • Tien L Dinh
  • Tien Dinh
  • Le Dinh

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTMINSTER, CA
CETERA INVESTMENT ADVISERS LLC · WESTMINSTER, CA
CRIMSON INVESTMENT MANAGERS, LLC · WESTMINSTER, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Westminster, CA
ADVISOR SHARE WEALTH MANAGEMENT, LLC · Westminster, CA
J.P. MORGAN SECURITIES LLC · WESTMINSTER, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HUNTINGTON BEACH , CA
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