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Lauren Duran Wollenhaupt

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-11-17
  • CO RA
    APPROVED
    Since 2025-11-17

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 08/2014 10/2025
Ubs Financial Services, Inc Denver CO 10/2025 Present
Previous Registrations
Other Businesses

I*2261279, Entity Type: , Name of OBA: K W IRA, Address: Littletonq, Colorado, 80123, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 26-Mar-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-07
  • S66 Uniform Combined State Law Examination
    2019-12-07
Other Names
  • Lauren F Duran
  • Lauren Frances Duran
  • Lauren Frances Wollenhaupt

View on SEC IAPD

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