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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-14 |
Branch Locations
9450 Grogan'S Mill Rd Ste 221, The Woodlands, TX 77380-3626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | The Woodlands | TX | 01/2013 | Present |
1. 11/18/2021 - D. Hilton Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2014 - 280 Hours Per Month During Securities Trading. 2. 12/2/2021 - D.Hilton Associates, Inc. - Investment Related - Location/Address: NA - Outside/W-2 Employment - Executive Vice President - Started 03/05/2001 - 32 Hours Per Month During Securities Trading - Oversee Strategic Services Practice and a team of analyst responsible for administering customer satisfaction surveys. Also assist in the recruitment of senior executives in the credit union industry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-10 |
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