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Current Employers
Total Investment Management, Inc.

9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2013-01-09
  • AZ RA
    APPROVED
    Since 2013-01-09

Branch Locations

9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Investment Management, Inc. Scottsdale AZ 05/2007 Present
Resq Investment Partners, Llc Scottsdale AZ 01/2014 Present
Other Businesses

RESQ INVESTMENT PARTNERS - PORTFOLIO MANAGER - 50% of time spent on this activity. TOTAL INVESTMENT MANAGEMENT - INVESTMENT ADVISER REPRESENTATIVE -50% of time spent on this activity. Vision 4 Fund Distributors - Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-26
  • S65 Uniform Investment Adviser Law Examination
    2012-11-26
Designations

View on SEC IAPD

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