Benjamin David Shamberger

Employer firm

Resolved Financial CRD 169862

$61.4M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars
• FINANCIAL COACHING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 02/2019
  Fidelity Investments
  Greensboro, NC
• 07/2018 → 01/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 02/2019 → Present
  Dixon & Company Wealth Management
  Winston-Salem, NC
• 03/2021 → 02/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2024 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2024 → Present
  Dixon & Company Wealth Management
  Winston-Salem, NC
• 03/2024 → Present
  Ben Shamberger Holdings, Llc
  Winston Salem, NC

Previous Registrations

• 2018-07-13 → 2019-01-30
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2015-02-10 → 2018-07-13
  Strategic Advisers Llc
  Greensboro, NC
  Winston-Salem, NC
• 2014-06-17 → 2014-11-04
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Kernersville, NC
• 2013-05-03 → 2013-10-25
  Edward Jones
  St Louis, MO
  Greensboro, NC

Other Businesses

1) Dixon & Company Wealth Management DBA Resolved Financial; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; RIA; Financial Advisor; 02/2019; 160; 130; Financial planning, investment management, client services, and marketing. 2) Fixed Insurance/PKSF; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; Fixed/traditional insurance; Agent; 02/2019; 2; 2; Sales of fixed/traditional insurance products. 3) The Financial Edge Podcast; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; Teaching/coaching; Podcast co-founder/co-host; 01/2020; 5; 5; Developing and writing content for each episode, recording and editing episodes and track episode performance. 4) Money & Stuff Book; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; A book of financial education for novice investors; Contributing author; 2021; 1; 1; We've already published the book 2 years ago. Occasionally, we edit it for content and clarity. This is general financial education information, we don't talk specific investments or products. 5) Purshe Kaplan Sterling Investments; Yes; Albany, NY; Registered Representative; 04/2024 6) Ben Shamberger Holdings, LLC; Owner; Investment Related; At Reported Location. Responsibilities: Assisting clients with understanding and purchasing insurance products if it is in their best interest.; Start date: 2024-02-28; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 15. 7)Greensboro Leads Group. Not Investment Related. At Reported Location. Networking Group. President. 11/2024. 8 Hrs/Mo; 2 Hrs During Trading Hours. Weekly meetings, notify leadership of member issues, review all member applications & renewals.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-02-13
• S66 Uniform Combined State Law Examination
  2013-05-02

Designations

• Certified Financial Planner

Other Names

• Ben Shamberger
• Benjamin David Shamberger
• Benjamin Shamberger
• Ben David Shamberger