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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2010-05-10 |
Branch Locations
7035 Campus Dr. Ste. 807, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2010 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 0/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)SWAN WEALTH MANAGEMENT 1155 KELLY JOHNSON BLVD, SUITE #111 COLORADO SPRINGS, CO 80920. BEGAN 05/01/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INVESTMENT RELATED. DEVOTES 10 HRS/MNTH. NONE DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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