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Neel Ghanshyam Patel

Ubs Financial Services Inc.

Chesterfield, MO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-10-31
  • MO RA
    APPROVED
    Since 2023-10-31

Branch Locations

16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2015 07/2019
Edward Jones St.LOuis MO 09/2019 03/2021
Citigroup O'FAllon MO 03/2021 10/2023
Ubs Financial Servies, Inc Chesterfield MO 10/2023 Present
  • 01/2015 → 07/2019
    Edward Jones
    St Louis, MO
  • 09/2019 → 03/2021
    Edward Jones
    St.LOuis, MO
  • 03/2021 → 10/2023
    Citigroup
    O'FAllon, MO
  • 10/2023 → Present
    Ubs Financial Servies, Inc
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
  • S66 Uniform Combined State Law Examination
    2015-03-13

View on SEC IAPD

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Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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