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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-24 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
159 South Stringtown Road,, Covington, IN 47932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Danville | IL | 03/2016 | 06/2023 |
| Kestra Investment Services, Llc | Covington | IN | 06/2023 | 08/2026 |
| Kestra Advisory Services, Llc | Covington | IN | 06/2023 | 08/2026 |
| Lpl Financial | Covington | IN | 08/2026 | Present |
1. 08/2026 - Amy Hay CPA LLC - Tax Prep/Accounting/CPA - Investment related - Covington IN 47932 - 08 Hrs/Mth - 08 Hrs During Trading. - OBA start date: 10/01/2025 2. 08/2026 - Paddwell Financial LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading. - OBA start date: 8/24/2026 3. 08/2026 - Insource - Non-Variable Insurance - Investment related - Covington IN 47932 - 10 Hrs/Mth - 10 Hrs During Trading. - OBA start date: 07/01/2023 4. 08/2026 - Chelsea Paddock - Notary - Not Investment related - Covington IN 47932 - 01 Hrs/Mth - 01 Hrs During Trading. - OBA start date: 04/02/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
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