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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-24
  • IN RA
    APPROVED
    Since 2026-08-24

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

159 South Stringtown Road,, Covington, IN 47932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Danville IL 03/2016 06/2023
Kestra Investment Services, Llc Covington IN 06/2023 08/2026
Kestra Advisory Services, Llc Covington IN 06/2023 08/2026
Lpl Financial Covington IN 08/2026 Present
Previous Registrations
  • 2023-06-29 → 2026-08-25
    Covington, IN
    Austin, TX
  • 2016-06-30 → 2023-07-14
    Danville, IL
    Lafayette, IN
    Mankato, MN
    Covington, IN
    Montevideo, MN
    Joliet, IL
    Lafayette, IN
    Lafayette, IN
    West Lafayette, IN
    Danville, IL
Other Businesses

1. 08/2026 - Amy Hay CPA LLC - Tax Prep/Accounting/CPA - Investment related - Covington IN 47932 - 08 Hrs/Mth - 08 Hrs During Trading. - OBA start date: 10/01/2025 2. 08/2026 - Paddwell Financial LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading. - OBA start date: 8/24/2026 3. 08/2026 - Insource - Non-Variable Insurance - Investment related - Covington IN 47932 - 10 Hrs/Mth - 10 Hrs During Trading. - OBA start date: 07/01/2023 4. 08/2026 - Chelsea Paddock - Notary - Not Investment related - Covington IN 47932 - 01 Hrs/Mth - 01 Hrs During Trading. - OBA start date: 04/02/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Designations
Other Names
  • Chelsea Powell

View on SEC IAPD

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