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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Brea | CA | 01/2013 | 10/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | West Covine | CA | 05/2013 | 10/2016 |
| Behzad Mirshafiee | Brea | CA | 07/2016 | 10/2016 |
| Bank Of America, N.A. | Orange | CA | 10/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orange | CA | 10/2016 | Present |
I*499893, Entity Type: Entity For Profit, Name of OBA: Investment Property, Address: Bellflower, California 90706, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/04/2015, No Hours: 0, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-04 |
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