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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-01
MN RA APPROVED 2016-08-16
  • TX RA
    APPROVED
    Since 2016-09-01
  • MN RA
    APPROVED
    Since 2016-08-16

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Lake Elmo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 02/2016 11/2016
Rbc Capital Markets, Llc Minneapolis MN 11/2016 Present
City National Bank Minneapolis MN 09/2018 01/2025
Other Businesses

(1) NAME OF ENTITY: ACCORD ADDRESS: 1515 Energy Park Dr, Saint Paul, MN 55108 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: personal network to fill distinct and unique needs of Accord CAPACITY: Board of Directors START DATE: 01.09.23 DUTIES: Board members are encouraged to: Make meaningful donations of funds, time and expertise to Accord - Bring personal network forward to fill distinct and unique needs of Accord - Volunteer and share their skills and interests with the individuals served by Accord HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2016-08-16

View on SEC IAPD

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