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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Horizon Bank | Southaven | MS | 09/2004 | 06/2021 |
| First Horizon Advisors, Inc. | Southaven | MS | 09/2004 | 06/2021 |
| Raymond James Financial Services, Inc. | Memphis | TN | 06/2021 | 06/2023 |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 06/2021 | 06/2023 |
| Firstbank Investment Partners | Memphis | TN | 06/2021 | 08/2025 |
| Firstbank | Memphis | TN | 06/2021 | 08/2025 |
| Firstbank Insurance | Memphis | TN | 06/2021 | 08/2025 |
| Ifp Securities, Llc | Tampa | FL | 07/2023 | 08/2025 |
| Independent Financial Partners | Tampa | FL | 07/2023 | 08/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Memphis | TN | 07/2025 | Present |
| Regions Bank | Memphis | TN | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-25 |
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