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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2018-11-02 |
| PA | RA | APPROVED | 2018-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signatore Investors Inc. | Williamsville | NY | 03/2013 | 09/2018 |
| Nylife Securities Llc | Williamsville | NY | 10/2018 | Present |
| New York Life Insurance Company | Williamsvilled | NY | 09/2018 | Present |
| Northeastern Financial Partners | Williamsville | NY | 03/2013 | 09/2018 |
| Eagle Strategies Llc | Williamsville | NY | 10/2018 | Present |
| Roi Financial Group, Llc | Williamsville | NY | 12/2018 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 7 Limestone Drive, Williamsville, NY 14221; Commissions; 5 hours per month] [OPERATING UNDER THE DBA NAME OF ROI FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WILLIAMSVILLE, NY; START DATE: 12/2018]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-22 |
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