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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-02 |
| MD | RA | APPROVED | 2017-03-25 |
Branch Locations
11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States
Joppa, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Insurance Co | Linthicum | MD | 05/2000 | Present |
| Metlife Securities Inc. | Linthicum | MD | 05/2000 | Present |
| Massachusetts Mutual Life Insurance Company | Hunt Valley | MD | 07/2016 | Present |
| Mml Investors Services, Llc | Hunt Valley | MD | 03/2017 | Present |
1) NAME: WM NEIL CUMMINS, INV REL: Y ADDR:11350 MCCORMICK RD EXECUTIVE PLAZA IV SUITE 200 HUNT VALLEY MD 21031 NATURE: LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, POSITION: AGENT START:9/18/18 NO HR/MO:1 NO HR/MO DUR TRADING:1. 2) NAME: CUMMINS & ASSOCIATES FINANCIAL GROUP, LLC, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXEC PLAZA IV SUITE 200, HUNT VALLEY, MD 21031 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2024, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 3) NAME: JOPPA ENERGY SOLUTIONS LLC INV REL: N ADDR: 910 THOMES AVENUE, CHEYENNE, WY 82001 NATURE: SOLAR MIRO-GRID POSITION: OWNER OF LLC START DATE: 9/15/2025 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DUTIES: STUDY SOLAR BENEFITS, VISIT PLANT ONCE PER YEAR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 2005-06-21 |
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