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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-02
MD RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2023-11-02
  • MD RA
    APPROVED
    Since 2017-03-25

Branch Locations

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Joppa, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Insurance Co Linthicum MD 05/2000 Present
Metlife Securities Inc. Linthicum MD 05/2000 Present
Massachusetts Mutual Life Insurance Company Hunt Valley MD 07/2016 Present
Mml Investors Services, Llc Hunt Valley MD 03/2017 Present
  • 05/2000 → Present
    Metropolitan Insurance Co
    Linthicum, MD
  • 05/2000 → Present
    Metlife Securities Inc.
    Linthicum, MD
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Hunt Valley, MD
  • 03/2017 → Present
    Hunt Valley, MD
Previous Registrations
  • 2005-07-26 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
    Baltimore, MD
Other Businesses

1) NAME: WM NEIL CUMMINS, INV REL: Y ADDR:11350 MCCORMICK RD EXECUTIVE PLAZA IV SUITE 200 HUNT VALLEY MD 21031 NATURE: LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, POSITION: AGENT START:9/18/18 NO HR/MO:1 NO HR/MO DUR TRADING:1. 2) NAME: CUMMINS & ASSOCIATES FINANCIAL GROUP, LLC, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXEC PLAZA IV SUITE 200, HUNT VALLEY, MD 21031 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2024, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 3) NAME: JOPPA ENERGY SOLUTIONS LLC INV REL: N ADDR: 910 THOMES AVENUE, CHEYENNE, WY 82001 NATURE: SOLAR MIRO-GRID POSITION: OWNER OF LLC START DATE: 9/15/2025 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DUTIES: STUDY SOLAR BENEFITS, VISIT PLANT ONCE PER YEAR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-05
S65 Uniform Investment Adviser Law Examination 2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    2006-04-05
  • S65 Uniform Investment Adviser Law Examination
    2005-06-21
Other Names
  • Williams Cummins
  • Wm Neil

View on SEC IAPD

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