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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-12-01
  • MI RA
    APPROVED
    Since 2017-12-01

Branch Locations

524 Mosher Street, Suite 100, Mt Pleasant, MI 48858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments. Inc. Mt. Pleasant MI 05/2015 11/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2017 Present
Previous Registrations
  • 2015-05-27 → 2017-11-30
    Sii Investments, Inc.
    Mt. Pleasant, MI
Other Businesses

1) GENERAL FINANCIAL SERVICES, 524 MOSHER ST, STE 100, MT PLEASANT, MI, 5/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0/YR - 0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) BRITT-ABS LLC, 754 Eastwood Dr., Clare MI 48617, United States, 01/28/2021, Operating Manager, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 4) ISABELLA COUNTY CHILD ADVOCACY CENTER,2479 ROSEWOOD DR., MT PLEASANT, MI 48858, 03/2024, BOARD MEMBER, VOLUNTEER, NIR, 2 HR/MO - 1 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-26
  • S66 Uniform Combined State Law Examination
    2013-07-26
Other Names
  • Abbey Gail Benchley

View on SEC IAPD

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