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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-12-01 |
Branch Locations
524 Mosher Street, Suite 100, Mt Pleasant, MI 48858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments. Inc. | Mt. Pleasant | MI | 05/2015 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2017 | Present |
1) GENERAL FINANCIAL SERVICES, 524 MOSHER ST, STE 100, MT PLEASANT, MI, 5/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0/YR - 0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) BRITT-ABS LLC, 754 Eastwood Dr., Clare MI 48617, United States, 01/28/2021, Operating Manager, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 4) ISABELLA COUNTY CHILD ADVOCACY CENTER,2479 ROSEWOOD DR., MT PLEASANT, MI 48858, 03/2024, BOARD MEMBER, VOLUNTEER, NIR, 2 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-26 |
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