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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
| TX | RA | APPROVED | 2025-10-13 |
Branch Locations
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
1390 S Main St, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Berkeley | CA | 10/2014 | 09/2025 |
| Bank Of America, N.A. | Berkeley | CA | 10/2014 | 09/2025 |
| J.P. Morgan Securities Llc | Walnut Creek | CA | 09/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-19 |
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