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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-12-02 |
Branch Locations
500 Buford Hwy Suite 1001, Suwanne, GA 30024 • United States
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Atlanta | GA | 12/2022 | 11/2024 |
| Kelly M Squires | Atlanta | GA | 10/2012 | Present |
| Lpl Enterprise, Llc | Atlanta | GA | 11/2024 | Present |
1) 11/18/2024 - Kelly M Squires - Soliciting Property & Casualty Insurance Products - Property and Casualty - Inv Related - At Atlanta, GA - Start Date 11/07/2024 - 160hrs/mth - 0hrs/mth During Trading 2) 11/15/2024 - Jeannette Bonselaar - Act in a Fiduciary Capacity - Non Inv Related - At Atlanta, GA - Start Date 08/01/2022 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2024-04-17 |
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