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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-04 |
| AL | RA | APPROVED | 2025-10-31 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
Birmingham, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Birmingham Broker, Llc | Birmingham | AL | 04/2014 | 10/2016 |
| Self Employed | Birmingham | AL | 10/2016 | 01/2018 |
| Lincoln Financial Advisors, Inc | Birmingham | AL | 01/2018 | 05/2022 |
| Lincoln Financial Group | Birmingham | AL | 01/2018 | 05/2022 |
| Equitable Advisors, Llc | New York | NY | 05/2022 | 07/2025 |
| Lpl Enterprise Llc | Atlanta | GA | 10/2025 | Present |
1. 10/23/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Birmingham, AL - Start Date 10/02/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/23/2025 - RICHARD HABERSTROH N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Birmingham, AL - Start Date 10/02/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 10/23/2025 - At Home Furnishings - Real Estate Rental - INV REL - Birmingham, AL - Start Date 11/01/2025 - 8 HRS/MO | 0 HRS/MO DURING TRADING 4. 10/23/2025 - St. Stephens Episcopal Church - Non-profit volunteer (not on board) - NOT INV REL - Vestavia Hills, AL - Start Date 01/01/2019 - 2 HRS/MO | 0 HRS/MO DURING TRADING 5. 10/23/2025 - St. Stephens Episcopal Church - Non-Profit Board Member - NOT INV REL - Vestavia, AL - Start Date 09/01/2025 - 4 HRS/MO | 4 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-25 |
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