Best Investors Account Sign in

Tommy Cecil Thompson

LPl Enterprise, LLC

Atlanta, GA

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-20
AL RA APPROVED 2025-09-19
  • GA RA
    APPROVED
    Since 2026-01-20
  • AL RA
    APPROVED
    Since 2025-09-19

Branch Locations

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Birmingham AL 10/2023 02/2024
Jim Burke Nissan Birmigham AL 08/2023 09/2023
Limbaugh Toyota Birmingham AL 04/2023 08/2023
Stivers Ford Of Birmingham Birmingham AL 01/2022 04/2023
Unemployed Birmingham AL 11/2021 01/2022
Teriyaki Madness/Hari Enterprises Llc Hoover AL 05/2021 10/2021
Unemployed Birmingham AL 12/2020 05/2021
Stock & Trade Design Co Homewood AL 08/2020 12/2020
Teriyaki Madness/Hari Enterprises Llc Hoover AL 03/2020 08/2020
Unemployed Hoover AL 02/2020 03/2020
Aux Home Services Hueytown AL 09/2019 02/2020
O'CHarleys Restaurant And Bar Alabaster AL 08/2019 09/2019
Saltgrass/Landry's Birmingham AL 06/2019 06/2019
Cracker Barrel Old Country Store Birmingham AL 10/2018 12/2019
Lyons Hr Inc Birmingham AL 09/2018 10/2018
Sherwin Williams Birmingham AL 02/2018 09/2018
Marketsource Birmingham AL 11/2017 02/2018
Ben's Lawn Care Hoover AL 06/2017 11/2017
Moe's Original Bbq Birmingham AL 10/2016 06/2017
Macaroni Grill Birmingham AL 09/2016 04/2017
Papa Johns Or Pj Cheese Inc Birmingham AL 07/2015 09/2016
World Class Motors Gardendale AL 01/2024 02/2024
Airport Marine Alabaster AL 03/2024 06/2024
Lpl Enterprise Franklin TN 01/2025 Present
Unemployed Calera AL 07/2024 01/2025
  • 10/2023 → 02/2024
    Pruco Securities Llc
    Birmingham, AL
  • 08/2023 → 09/2023
    Jim Burke Nissan
    Birmigham, AL
  • 04/2023 → 08/2023
    Limbaugh Toyota
    Birmingham, AL
  • 01/2022 → 04/2023
    Stivers Ford Of Birmingham
    Birmingham, AL
  • 11/2021 → 01/2022
    Unemployed
    Birmingham, AL
  • 05/2021 → 10/2021
    Teriyaki Madness/Hari Enterprises Llc
    Hoover, AL
  • 12/2020 → 05/2021
    Unemployed
    Birmingham, AL
  • 08/2020 → 12/2020
    Stock & Trade Design Co
    Homewood, AL
  • 03/2020 → 08/2020
    Teriyaki Madness/Hari Enterprises Llc
    Hoover, AL
  • 02/2020 → 03/2020
    Unemployed
    Hoover, AL
  • 09/2019 → 02/2020
    Aux Home Services
    Hueytown, AL
  • 08/2019 → 09/2019
    O'CHarleys Restaurant And Bar
    Alabaster, AL
  • 06/2019 → 06/2019
    Saltgrass/Landry's
    Birmingham, AL
  • 10/2018 → 12/2019
    Cracker Barrel Old Country Store
    Birmingham, AL
  • 09/2018 → 10/2018
    Lyons Hr Inc
    Birmingham, AL
  • 02/2018 → 09/2018
    Sherwin Williams
    Birmingham, AL
  • 11/2017 → 02/2018
    Marketsource
    Birmingham, AL
  • 06/2017 → 11/2017
    Ben's Lawn Care
    Hoover, AL
  • 10/2016 → 06/2017
    Moe's Original Bbq
    Birmingham, AL
  • 09/2016 → 04/2017
    Macaroni Grill
    Birmingham, AL
  • 07/2015 → 09/2016
    Papa Johns Or Pj Cheese Inc
    Birmingham, AL
  • 01/2024 → 02/2024
    World Class Motors
    Gardendale, AL
  • 03/2024 → 06/2024
    Airport Marine
    Alabaster, AL
  • 01/2025 → Present
    Lpl Enterprise
    Franklin, TN
  • 07/2024 → 01/2025
    Unemployed
    Calera, AL
Other Businesses

1) 01/08/2025 - Doordash, Inc. - Outside/W-2 Employment - I'm a seasonal delivery driver - Not INV Related - At San Francisco, CA - Start Date 12/22/2023 - 64hrs/mth - 0hrs During Trading 2) 01/08/2025 - Grubhub Inc. - Outside/W-2 Employment - I'm a seasonal delivery driver. - Not INV Related - At Chicago, IL - Start Date 12/19/2024 - 36hrs/mth - 0hrs During Trading 3) 01/08/2025 - Shipt, Inc. - Outside/W-2 Employment - I'm a seasonal delivery driver - Not INV Related - At Birmingham, AL - Start Date 09/22/2024 - 64hrs/mth - 0hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-23
  • S66 Uniform Combined State Law Examination
    2025-05-23
Other Names
  • Tommy Thompson
  • Tommy Cecil Thompson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor