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Rita T Marangoni

LPl Enterprise, LLC

Atlanta, GA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14

Branch Locations

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 10/2017 04/2018
Unemployed Evans GA 11/2015 10/2017
Cambridge Investment Research, Inc. Fairfield IA 05/2020 12/2022
Unemployed Evans GA 05/2018 05/2020
The Prudential Insurance Company Of America Atlanta GA 03/2024 Present
Pruco Securities Llc Atlanta GA 03/2024 11/2024
Unemployed Evans GA 01/2023 03/2024
Lpl Enterprise, Llc Atlanta GA 11/2024 Present
  • 10/2017 → 04/2018
    Axa Advisors
    New York, NY
  • 11/2015 → 10/2017
    Unemployed
    Evans, GA
  • 05/2020 → 12/2022
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2018 → 05/2020
    Unemployed
    Evans, GA
  • 03/2024 → Present
    The Prudential Insurance Company Of America
    Atlanta, GA
  • 03/2024 → 11/2024
    Pruco Securities Llc
    Atlanta, GA
  • 01/2023 → 03/2024
    Unemployed
    Evans, GA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-09
S63 Uniform Securities Agent State Law Examination 2005-04-11
  • S66 Uniform Combined State Law Examination
    2024-08-09
  • S63 Uniform Securities Agent State Law Examination
    2005-04-11
Other Names
  • Marangoni
  • Marangoni
  • Rita Therese Marangoni

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
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BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
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