Warren Edward Lee

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Atlanta, GA
• 06/2021 → 11/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2023 → 11/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2023 → 02/2024
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 02/2024 → 01/2026
  44Th & 3Rd Ent. 1, Inc
  Atlanta, GA
• 02/2026 → Present
  Lpl Enterprise Llc
  Atlanta, GA

Previous Registrations

• 2023-11-20 → 2024-02-23
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 2023-03-21 → 2023-11-21
  Cetera Investment Advisers Llc
  Atlanta, GA
• 2021-06-09 → 2023-06-29
  Cetera Wealth Services, Llc
  Gainesville, GA
  Atlanta, GA
• 2011-05-16 → 2021-06-09
  Voya Financial Advisors, Inc.
  Atlanta, GA
  Duluth, GA
  Windsor, CT
• 2003-09-25 → 2011-02-11
  Qa3 Financial Llc
  Omaha, NE
  Atlanta, GA
• 2003-04-17 → 2003-09-22
  Pruco Securities, Llc.
  Atlanta, GA

Other Businesses

1. 01/30/2026 - Warren Lee CFP(R) - Non-Variable Insurance - Atlanta, GA - INV REL - Start Date: 11/17/2023 - 0 Hrs/Mth - 0 Hrs During Trading 2. 01/30/2026 - 44th & 3rd Ent. 1, Inc. - Business Owner - Atlanta, GA - Not INV REL - Start Date: 10/13/2017 - 70 Hrs/Mth - 70 Hrs During Trading 3. 01/30/2026 - Blackacre Georgia RE 1, LLC - Real Estate Rental - Atlanta, GA - INV REL - Start Date: 01/18/2020 - 5 Hrs/Mth - 5 Hrs During Trading 4. 01/30/2026 - W3 Business and Tax Consultants - Tax Prep/Accounting/CPA - Atlanta, GA - Not INV REL - Start Date: 01/22/2003 - 20 Hrs/Mth - 20 Hrs During Trading 5. 01/30/2026 - Thelma Davis Clark Trust - Act in a Fiduciary Capacity - Atlanta, GA - Not INV REL - Start Date: 03/29/1988 - 1 Hrs/Mth - 1 Hrs During Trading 6. 01/30/2026 - 44th & 3rd Foundation Inc - Non-Profit Board/Committee Member - Atlanta, GA - Not INV REL - Start Date: 06/07/2024 - 5 Hrs/Mth - 5 Hrs During Trading 7. 01/30/2026 - Warren Lee III N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - PEACHTREE CORNERS, GA - INV REL - Start Date: 01/26/2026 - 160 Hrs/Mth - 160 Hrs During Trading 8. 01/30/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - PEACHTREE CORNERS, GA - INV REL - Start Date: 01/26/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-04-03
• S66 Uniform Combined State Law Examination
  1999-06-28

Designations

Other Names

• Warren Edward Lee