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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-01-02
  • ME RA
    APPROVED
    Since 2025-01-02

Branch Locations

130 Oak St Suite 3, Ellsworth, ME 04605 • United States

128 Broadway, Bangor, ME 04401 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vancegray Wealth Management, Inc. Bangor ME 09/2012 03/2025
Wealth Enhancement Group Bangor ME 01/2025 Present
Wealth Enhancement Advisory Services Bangor ME 01/2025 Present
  • 09/2012 → 03/2025
    Vancegray Wealth Management, Inc.
    Bangor, ME
  • 01/2025 → Present
    Wealth Enhancement Group
    Bangor, ME
  • 01/2025 → Present
    Wealth Enhancement Advisory Services
    Bangor, ME
Previous Registrations
  • 2016-02-01 → 2025-03-05
    Vancegray Wealth Management, Inc.
    Bangor, ME
Other Businesses

1.) Husson University Alumni Association. Bangor, ME 04401. Board member. Promote alumni engagement and network. Since June 2016. Apx 1 hour per month, 1 hour during trading hours. 2.) ASH BROKERAGE - INVESTMENT RELATED - FIXED INSURANCE - AGENT - START DATE: 01/01/2025 - 4 HOURS PER MONTH, 3 HOURS DURING TRADING HOURS - INSURANCE AND ANNUITY SALES WITH VARIOUS CARRIERS OFFERED VIA ASH BROKERAGE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-07
  • S65 Uniform Investment Adviser Law Examination
    2016-01-07
Designations
  • Certified Financial Planner
Other Names
  • Ryan D Bartlett

View on SEC IAPD

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