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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2014-01-30 |
| CT | RA | APPROVED | 2013-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsville | NY | 10/2012 | Present |
| Bank Of America, N.A. | Williamsville | NY | 05/2013 | Present |
I*1466257 For profit or not for profit: Entity Charitable Name of outside business organization: Mount Mercy Academy Board of Trustees Investment related: N Address of business: Buffalo, New York, 14220, United States Nature of business: ["School, College or University"] Position, title, association: ["Treasurer"], Start date of relationship: 1/1/2024 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , a.The Treasurer is a member of, and chairs, the Audit Committee provided that he or she is an Independent Trustee (and not an employee of the Corporation) b.The Treasurer is a member of, and chairs, the Finance Committee c.The Treasurer monitors the handling of all funds, securities and deposits. d.The Treasurer reviews accounts of the financial condition of the corporation and arranges for reports of same to Trustees and the Member of the Corporation on a periodic and regular basis; review the manner in which corporate funds are held and recommends changes when appropriate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-01 |
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