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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-10 |
| MO | RA | APPROVED | 2014-10-28 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ellisville | MO | 09/2014 | Present |
| Bank Of America, N.A. | Ellisville | MO | 12/2014 | Present |
I*136355 For profit or not for profit: For-Profit Organization Name of outside business organization: Gaffney & Sons LLC Investment related: N Address of business: Ballwin, Missouri 63021 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/15/2021 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is an LLC that my wife and I created to title a small vacation property. I*1079264 For profit or not for profit: Entity Charitable Name of outside business organization: American Cancer Society Investment related: N Address of business: St. Louis, Missouri, 63146 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 1/2/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: This is a nomination to the Nationwide Gift Planning Advisor Council for the American Cancer Society. The council meets quarterly with the objective being to increase the quality and quantity of planned and major gifts to The American Cancer Society.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-11 |
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