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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-07 |
| NC | RA | APPROVED | 2021-06-11 |
Branch Locations
620 Green Valley Rd. Ste. 206, Greensboro, NC 27408 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcmillion Securities, Inc. | Greensboro | NC | 03/2016 | 12/2017 |
| Mcmillion Capital Management | Greensboro | NC | 03/2016 | 06/2021 |
| Purshe Kaplan Sterlings Investments | Albany | NY | 11/2017 | 06/2021 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2021 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 06/2021 | Present |
1. Triad Omni Properties, LLC., Start Date: 11/01/2007, 5 Winterberry Cr., Greensboro, NC 27455, LLC, Real Estate Sales, Member 50% Owner, Approximate hours per month less than 1 Duties include compliance, taxes, payroll and bill paying, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 2. King Capital Management, LLC., Start Date: 02/02/2021, 4 Stonecreek Ct., Greensboro, NC 27455, LLC, Website is associated with my financial practive DBA King Capital management, The LLC is for billing and income distribution, Member 100%, Payroll and bill paying, Investment Related, 2 Hours per month, 2 Hours per day during trading hours. 3. J C King Investment Properties, LLC., Start Date: 05/01/2006, 4 Stonecreek Ct., Greensboro, NC 27455, LLC, Real Estate Investment, Member 100%Owner, I own rental properties and pay the bills, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Gator Investment Properties, LLC., Start Date: 11/01/2007, 4 Stonecreek Ct., Greensboro, NC 27455, LLC, Real Estate Investment, Member 50% Owner, I own rental properties and pay the bills, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 5. Insurance Agent James C. King, 620 Green Valley Rd., Ste. 206, Greensboro, NC 27408, Individual, Insurance Agent, As an licensed insurance agent and a CFP, I often recommend insurance products (term, UL, WL and LTC) As such, commissions may be paid to me, Investment Related, 2 Hours per month, Less than 1 Hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-08 |
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