Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-04 |
| TX | RA | APPROVED_RES | 2022-10-03 |
Branch Locations
3773 Cherry Creek North Drive, #819, Denver, CO 80209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank | Greenwood Village | CO | 02/2015 | 12/2017 |
| Key Investment Services | Greenwood Village | CO | 04/2015 | 08/2017 |
| Key Investment Services | Greenwood Village | CO | 08/2017 | 12/2017 |
| Us Bank | Denver | CO | 04/2018 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Denver | CO | 04/2018 | 10/2022 |
| Bbva Compass | Denver | CO | 01/2018 | 04/2018 |
| Raymond James Financial Services, Inc | Boulder | CO | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Boulder | CO | 10/2022 | Present |
| Not Provided | Boulder | CO | 10/2022 | Present |
| First Investment & Planning | Boulder | CO | 10/2022 | Present |
| First National Bank Of Omaha | Denver | CO | 10/2022 | Present |
(1)Name of Business: Address: 3033 Iris Ave, Boulder, CO, 80301-1904, United States Activity Type: Mortgage Broker or Origination Position/Title: Advisor Investment Related: Yes Start Date: 10/03/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Quoting and discussing real estate lending/leveraging strategies. NMLS registration (2)Name of Business: First Investments & Planning Address: 3033 Iris Ave, Boulder, CO, 80301-1904, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor conducting financial planning and investment advice (3)Name of Business: First National Bank of Omaha Address: 3033 Iris Ave, Boulder, CO, 80301-1904, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor engaging in financial planning and investment advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-15 |
Reach out to this advisor