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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-06
  • IL RA
    APPROVED
    Since 2023-10-06

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Rolling Meadows, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Libertyville IL 10/2012 12/2022
Thrivent Financial For Lutherans Appleton WI 02/2013 12/2022
Empower Financial Services, Inc Greenwood Village CO 12/2022 Present
Thrivent Investment Management Inc Minneapolis MN 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-20
S63 Uniform Securities Agent State Law Examination 2012-12-08
  • S65 Uniform Investment Adviser Law Examination
    2013-04-20
  • S63 Uniform Securities Agent State Law Examination
    2012-12-08

View on SEC IAPD

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