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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-17
MO RA APPROVED 2015-05-01
  • TX RA
    APPROVED
    Since 2015-06-17
  • MO RA
    APPROVED
    Since 2015-05-01

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed St. Louis MO 08/2012 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 04/2015 Present
Bank Of America, N.A. Clayton MO 05/2015 Present
Previous Registrations
Other Businesses

I*80831FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WISE BRAND CLOTHING, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:BURLINGTON, IOWA 52601NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/1/2006NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: WISE IS A CLOTHING BRAND THAT SELLS T-SHIRTS AND OTHER APPAREL. I AM THE OWNER OF THE COMPANY.I*80832FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: IMAGES AGENCYINVESTMENT RELATED: NADDRESS OF BUSINESS:SAINT LOUIS, MISSOURI 63131NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/1/2013NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: IMAGES AGENCY IS A TALENT/MODELING AGENCY. I AM A MODEL/TALENT THAT IS REPRESENTED BY THEM.*2771282, Entity Type: Entity Charitable, Name of OBA: Forevery Story, Address: Destin, Florida, 32541, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/15/2025, No Hours: 12 Yearly, No Hours during Trading: 12 Yearly, Duties: attend board meetings, strategic planning, advocacy, create awareness, fundraising Connecting waiting foster youth with adoptive families through photography and storytelling.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21

View on SEC IAPD

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