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Cara Safy

Wells Fargo Clearing Services, LLC

Williamsville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-11
  • NY RA
    APPROVED
    Since 2023-05-11

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na New York NY 03/2015 Present
Wells Fargo Advisors, Llc New York NY 11/2015 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
  • 03/2015 → Present
    Wells Fargo Bank, Na
    New York, NY
  • 11/2015 → 11/2016
    Wells Fargo Advisors, Llc
    New York, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-11
S63 Uniform Securities Agent State Law Examination 2013-01-11
  • S66 Uniform Combined State Law Examination
    2023-05-11
  • S63 Uniform Securities Agent State Law Examination
    2013-01-11
Other Names
  • Cara M Luzzi
  • Cara Luzzi
  • Cara Marie Luzzi

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
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