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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-31 |
Branch Locations
628 Green Valley Rd, Ste 303, Greensboro, NC 27408 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greensboro | NC | 09/2013 | Present |
1. 9/20/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 09/19/2017 - 1 Hour Per Month During Securities Trading - Notary Public. 2. 7/24/2018 - DJP Partners, LLC - DBA: Trinity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2018 - 160 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-11 |
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