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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-01-24 |
| CA | RA | APPROVED | 2012-12-17 |
Branch Locations
1096 Coast Village Rd, Santa Barbara, CA 93108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 09/2012 | Present |
| Bank Of America, N.A. | Santa Barbara | CA | 02/2013 | Present |
STATUS: APPRVDI*72207FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VENABLE PAINTING COMPANY INCINVESTMENT RELATED: NADDRESS OF BUSINESS: PO BOX 1125, SUMMERLAND, CALIFORNIA 93067NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/1/2014NUMBER OF HOURS DEVOTED: 240 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: GENERAL BUSINESS ADMINISTRATIVE SUPPORT INCLUDING WORD PROCESSING, TECHNOLOGY SUPPORT, AND CUSTOMER SERVICE. I*403197For profit or not for profit: Entity CharitableName of outside business organization: Carpinteria Children's ProjectInvestment related: NAddress of business: Carpinteria, California, 93013, United StatesNature of business: ["Charitable OrganizationPosition, title, association: Committee, Board Member, Finance committeeStart date of relationship: 10/17/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Board Chair I*1889264Entity Type, CharitableName of OBA: Women's Fund of Santa BarbaraAddress: Santa California,93101 Related: Position, NOTitle, Association: CommitteeEmployee Start Date: 07/15/2024No Hours:4 MONTHLY No Hours during trading,0 Duties:Finance Committee General Member. Support and assist the Board in fulfilling it's financial oversight responsibilities. Review budgets, financials, variance, provide input for strategic planning, etc. I*3460271, Entity Type: , Name of OBA: B K, Address: Woodland Hills, California, 91364-3333, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/10/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-13 |
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