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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-24
CA RA APPROVED 2012-12-17
  • TX RA
    APPROVED
    Since 2013-01-24
  • CA RA
    APPROVED
    Since 2012-12-17

Branch Locations

1096 Coast Village Rd, Santa Barbara, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 09/2012 Present
Bank Of America, N.A. Santa Barbara CA 02/2013 Present
Other Businesses

STATUS: APPRVDI*72207FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VENABLE PAINTING COMPANY INCINVESTMENT RELATED: NADDRESS OF BUSINESS: PO BOX 1125, SUMMERLAND, CALIFORNIA 93067NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/1/2014NUMBER OF HOURS DEVOTED: 240 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: GENERAL BUSINESS ADMINISTRATIVE SUPPORT INCLUDING WORD PROCESSING, TECHNOLOGY SUPPORT, AND CUSTOMER SERVICE. I*403197For profit or not for profit: Entity CharitableName of outside business organization: Carpinteria Children's ProjectInvestment related: NAddress of business: Carpinteria, California, 93013, United StatesNature of business: ["Charitable OrganizationPosition, title, association: Committee, Board Member, Finance committeeStart date of relationship: 10/17/2022Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Board Chair I*1889264Entity Type, CharitableName of OBA: Women's Fund of Santa BarbaraAddress: Santa California,93101 Related: Position, NOTitle, Association: CommitteeEmployee Start Date: 07/15/2024No Hours:4 MONTHLY No Hours during trading,0 Duties:Finance Committee General Member. Support and assist the Board in fulfilling it's financial oversight responsibilities. Review budgets, financials, variance, provide input for strategic planning, etc. I*3460271, Entity Type: , Name of OBA: B K, Address: Woodland Hills, California, 91364-3333, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/10/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-13
  • S66 Uniform Combined State Law Examination
    2012-12-13
Other Names
  • Michelle Ann Perry

View on SEC IAPD

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