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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-15
CT RA APPROVED 2013-05-08
  • CA RA
    APPROVED
    Since 2021-07-15
  • CT RA
    APPROVED
    Since 2013-05-08

Branch Locations

71 Raymond Road, West Hartford, CT 06107 • United States

730 Arizona Ave, Santa Monica, CA 90401 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc West Hartford CT 12/2012 Present
Thrivent Financial For Lutherans Appleton WI 07/2013 Present
Other Businesses

ST. AIDAN'S EPISCOPAL CHURCH POSITION: Vestry Member NATURE: Episcopal Church. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2023 ADDRESS: 28211 E Pacific Coast Hwy, Malibu CA 90265, United States DESCRIPTION: Will help with community outreach and fundraising. MALIBU COMMUNITY LABOR EXCHANGE POSITION: Fundraising NATURE: MCLE is a 501c3 whose primary function is to provide a safe and convenient place for people to wait for day jobs. This facilitates a connection with prospective hirers. The benefit to the community is in having a central location where people can find workers, and the benefit to the workers is in having a safe and supportive organization that helps facilitate the work process. The MCLE is neither an employment agency nor an employer. All workers are independent. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 23595 Civic Center Way, Malibu CA 90265, United States DESCRIPTION: Helping fundraising and community outreach.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-07
  • S66 Uniform Combined State Law Examination
    2013-05-07

View on SEC IAPD

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