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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-02-07 |
| IA | RA | APPROVED | 2022-02-04 |
Branch Locations
1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc | Cedar Rapids | IA | 08/2014 | 01/2022 |
| Bfc Planning, Inc. | Cedar Rapids | IA | 01/2015 | 01/2022 |
| Securities Management And Research, Inc | Cedar Rapids | IA | 01/2020 | 01/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2022 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2022 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-25 |
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