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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-18
PA RA APPROVED 2021-06-18
  • TX RA
    APPROVED
    Since 2022-05-18
  • PA RA
    APPROVED
    Since 2021-06-18

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Northampton PA 09/2012 11/2016
Wells Fargo Bank Na Northampton PA 12/2009 Present
Wells Fargo Clearing Services, Llc Northampton PA 11/2016 Present
  • 09/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Northampton, PA
  • 12/2009 → Present
    Wells Fargo Bank Na
    Northampton, PA
  • 11/2016 → Present
    Northampton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2012-11-07
  • S66 Uniform Combined State Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2012-11-07

View on SEC IAPD

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