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Nathan Michael Badowski

LPl Enterprise, LLC

Hunt Valley, MD

Bel Air, MD

CRD 4198119

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

303 International Circle Suite 130, Hunt Valley, MD 21030 • United States

2214 Old Emmorton Road Suite 200, Bel Air, MD 21015 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Towson MD 10/2009 04/2017
New York Life Ins Co Towson MD 08/2009 04/2017
Eagle Strategies Llc Timonium MD 11/2010 04/2017
Camden Planning Group, Llc Timonium MD 01/2014 04/2017
Prudential Insurance Company Of America Hunt Valley MD 05/2017 Present
Pruco Securities, Llc. Hunt Valley MD 05/2017 11/2024
Lpl Enterprise, Llc Hunt Valley MD 11/2024 Present
  • 10/2009 → 04/2017
    Nylife Securities Llc
    Towson, MD
  • 08/2009 → 04/2017
    New York Life Ins Co
    Towson, MD
  • 11/2010 → 04/2017
    Timonium, MD
  • 01/2014 → 04/2017
    Camden Planning Group, Llc
    Timonium, MD
  • 05/2017 → Present
    Prudential Insurance Company Of America
    Hunt Valley, MD
  • 05/2017 → 11/2024
    Hunt Valley, MD
  • 11/2024 → Present
    Hunt Valley, MD
Previous Registrations
Other Businesses

1) 02/21/2025 - WInters Run FInancial Planning - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 07/10/2024 - 160hrs/mth - 160hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-11-20
  • S63 Uniform Securities Agent State Law Examination
    2009-11-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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