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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
AR RA APPROVED 2024-11-14
IL RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • AR RA
    APPROVED
    Since 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

221 W Pointe Dr, Swansea, IL 62226 • United States

435 S. Elm Street Suite B, Centralia, IL 62801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Centralia IL 08/2012 Present
Pruco Securities, Llc. Centralia IL 08/2012 11/2024
Lpl Enterprise, Llc Centralia IL 11/2024 Present
Previous Registrations
  • 2014-11-12 → 2024-11-14
    Swansea, IL
    Champaign, IL
    Quincy, IL
    Quincy, IL
    Centralia, IL
    Marshall, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-04
S63 Uniform Securities Agent State Law Examination 2012-12-15
  • S65 Uniform Investment Adviser Law Examination
    2014-11-04
  • S63 Uniform Securities Agent State Law Examination
    2012-12-15

View on SEC IAPD

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