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Ulysses Copag Enario

J.P. Morgan Securities LLC

Seal Beach, CA

CRD 6112930

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-02
TX RA APPROVED 2018-03-02
  • CA RA
    APPROVED
    Since 2018-03-02
  • TX RA
    APPROVED
    Since 2018-03-02

Branch Locations

13900 Seal Beach Blvd, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Alamitos CA 02/2011 02/2018
Bank Of America, N.A. Los Alamitos CA 01/2013 02/2018
Jp Morgan Securities Llc Seal Beach CA 02/2018 Present
Jp Morgan Chase Bank, N.A. Seal Beach CA 02/2018 Present
Previous Registrations
  • 2012-12-10 → 2018-03-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brea, CA
    Newport Beach, CA
    Garden Grove, CA
    Los Alamitos, CA
    Anaheim, CA
    Garden Grove, CA
    Los Alamitos, CA
    Anaheim, CA
    Garden Grove, CA
    Garden Grove, CA
    Seal Beach, CA
    Anaheim, CA
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-07
  • S66 Uniform Combined State Law Examination
    2012-12-07
Other Names
  • Ulysses C Enario
  • Ulysses Enario

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Seal Beach, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA

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