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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 2001-05-10
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2001-05-10

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hill MI 05/2000 Present
Bank Of America, N.A. Bloomfield Hills MI 12/2009 Present
Other Businesses

ITALIAN AMERICAN BANQUET CENTER;39200 FIVE MILE RD. LIVONIA MICHIGAN; NON-INVEST; BANQUET HALL;DIRECTOR/BOARD MEMBER;START 11-JUL-2008; 1-10 NON TRADE HRS PR MO;THIS IS A VOLUNTEER ORGANIZATION. I*1143308For profit or not for profit: Entity CharitableName of outside business organization: Catholic Charities of Southeastern MichiganInvestment related: NAddress of business: Southfield, Michigan, 48075Nature of business: ["Church or Religious Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 1/25/2023Number of hours devoted: 12 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , Serving on the Finance Committee as a memberI*1767340Entity Type, Name of OBA: Italian American Club of LivoniaAddress: LivoniaMichigan48154Investment Related: NoCompensation: NoPosition, Title, Association: CommitteeEmployee Start Date: 04/15/2024No Hours:6 hours Yearly-No Hours during trading: 0Duties: The Italian American Club of Livonia is a social club. As a member of the finance committee, I help oversee and advise on the financial aspects of the club. This is a collective responsibility with other members of the committee.OBA TemplateI*385999, Entity Type:Entity Charitable, Name of OBA:Detroit Catholic Central High School Address:Novi, MI 48374 Investment Related: Position, Title, Association:No Employee Start Date:04/08/2024 No Hours: No Hours during trading: Duties:Detroit Catholic Central High School is a catholic college preparatory high school. My responsibilites inclued being a director on the Alumni Association Board of Directors and I am the chairman of the Nominating Committee. I am also a trustee of the C.C. Endowment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-07
  • S66 Uniform Combined State Law Examination
    2000-09-07

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