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Superior Planning Wealth Management & Family Office CRD 130711
$350M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10085 Carroll Canyon Road Suite 150, San Diego, CA 92131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-02 |
Branch Locations
10085 Carroll Canyon Road Suite 150, San Diego, CA 92131 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-11-14 |
| CA | RA | APPROVED | 2017-04-05 |
Branch Locations
10085 Carroll Canyon Road, Suite 150, San Diego, CA 92131 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Lafayette, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2012 | 12/2016 |
| Planmember Securities Corporation | Carpinteria | CA | 01/2017 | 06/2022 |
| Bruce Smith & Associates | San Diego | CA | 01/2017 | 06/2022 |
| Calpro Network Financial Services | San Diego | CA | 01/2017 | 06/2022 |
| Heather Ring (Self Employed) | Lafayette | CO | 09/2021 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 06/2022 | Present |
| Bsa Financial Services | San Diego | CA | 06/2022 | Present |
| Calpro Network Financial Services | San Diego | CA | 06/2022 | Present |
| Superior Planning, Llc | San Diego | CA | 08/2024 | 09/2025 |
| Superior Planning, Llc | San Diego | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-29 |
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