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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2022-08-23 |
| SD | RA | APPROVED | 2022-08-16 |
| WI | RA | APPROVED | 2022-08-16 |
| TX | RA | APPROVED_RES | 2022-08-08 |
| MN | RA | APPROVED | 2022-08-04 |
Branch Locations
219 Main St N, Stillwater, MN 55082 • United States
8300 Norman Center Dr, Bloomington, MN 55437 • United States
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States
110 S Phillips Ave, Sioux Falls, SD 57104 • United States
51 Broadway N, Fargo, ND 58102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 09/2014 | 10/2017 |
| Ria Registrar, Llc | Arden Hills | MN | 10/2017 | 01/2020 |
| Gradient Securities, Llc | Arden Hill | MN | 06/2018 | 01/2020 |
| Wells Fargo Clearing Services | Minneapolis | MN | 01/2020 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-05 |
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