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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-03-10 |
Branch Locations
20 North 9Th St, Richmond, IN 47374 • United States
119 East Mian Street, Centerville, IN 47330 • United States
3403 Est Main Street, Richmond, IN 47374 • United States
2499 Chester Blvd, Richmond, IN 47374 • United States
121 South Ohio Avenue, Sidney, OH 45365 • United States
1835 Marketplace Blvd, Shelbyville, IN 46176 • United States
31 North 9Th Street, Richmond, IN 47374 • United States
200 West Main Street, Cambridge City, IN 47327 • United States
126 West High Street, Piqua, OH 45356 • United States
2929 National Road West, Richmond, IN 47374 • United States
138 North Sunset Drive, Piqua, OH 45356 • United States
1867 West Main Street, Troy, OH 45373 • United States
2601 Michigan Street, Sidney, OH 45365 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Richmond | IN | 05/2012 | 12/2019 |
| Jpmorgan Securities Llc | Richmond | IN | 10/2012 | 12/2019 |
| Lpl Financial Llc | Richmond | IN | 11/2020 | Present |
| First Bank Of Richmond | Richmond | IN | 07/2020 | Present |
| Unemployed | Richmond | IN | 01/2020 | 07/2020 |
1. 2/5/2021 - First Bank Richmond - DBA: FBR Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 02/04/2021 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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