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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| CA | RA | APPROVED | 2019-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith/Bank Of America | San Diego | CA | 08/2012 | 02/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 12/2018 | 09/2019 |
| Unemployed | Poway | CA | 02/2018 | 12/2018 |
| Raymond James Financial Services, Inc. | San Diego | CA | 09/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | San Diego | CA | 09/2019 | Present |
| Mission Federal Credit Union | San Diego | CA | 09/2019 | Present |
(1)Name of Business: ahn Address: 12901 papago dr, poway, CA, 92064, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 04/19/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of my personal trust (2)Name of Business: Mission Federal Credit Union Address: 8198 Mira Mesa Blvd, San Diego, CA, 92126, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/26/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-28 |
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