Matthew Biggie

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-12-03

CA RA
APPROVED

Since 2018-12-03

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

3445 Del Mar Heights Rd, San Diego, CA 92130 • United States

4649 Carmel Mountain Rd, San Diego, CA 92130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2018
Wells Fargo Clearing Services, Llc	San Diego	CA	11/2018	Present

01/2015 → 11/2018

Morgan Stanley Private Bank, National Association

New York, NY
11/2018 → Present

Wells Fargo Clearing Services, Llc

San Diego, CA

Previous Registrations

2012-10-26 → 2018-12-03

Morgan Stanley

Carlsbad, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-18

S66 Uniform Combined State Law Examination

2012-10-18

Other Names

Matthew James Biggie

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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