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Carolyn D Verba

Ameriprise Financial Services, LLC

Allentown, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-27
  • PA RA
    APPROVED
    Since 2025-11-27

Branch Locations

5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth Inc. Palmerton PA 08/2012 11/2025
Thornabbey Risk Management 370 Cypress Gardens Blvd PA 04/2021 04/2023
Ameriprise Financial Services, Llc Allentown PA 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-25
  • S66 Uniform Combined State Law Examination
    2025-09-25

View on SEC IAPD

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