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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-11 |
Branch Locations
3 Park Plz, Floor 08, Irvine, CA 92614 • United States
1300 21St St Floor 2, Sacramento, CA 95811 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton | Rancho Cordova | CA | 09/2021 | 09/2024 |
| J.P. Morgan Securities Llc | San Francisco | CA | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 10/2024 | Present |
| Franklin Templeton | Rancho Cordova | CA | 10/2013 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-11 |
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