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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-13
MN RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2026-04-13
  • MN RA
    APPROVED
    Since 2022-05-18

Branch Locations

1181 Main St South, Sauk Centre, MN 56378 • United States

320 Main St E, Melrose, MN 56352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Minnesota Credit Union Melrose MN 10/2002 Present
Cuna Brokerage Services, Inc. Waverly IA 08/2012 05/2022
Lpl Financial Llc Sauk Centre MN 05/2022 Present
  • 10/2002 → Present
    Central Minnesota Credit Union
    Melrose, MN
  • 08/2012 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Sauk Centre, MN
Previous Registrations
  • 2013-03-14 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Melrose, MN
    Long Prairie, MN
    Sauk Centre, MN
    Little Falls, MN
    Melrose, MN
Other Businesses

1) 05/18/2022 - Central Minnesota Financial Advisors-Investment Related-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - Cedarwood Ridge LLC- Not Investment Related- Melrose MN 56352- Farm- co-owner- Start Date - 2/2021- 0 Hours Per Month/ 0 Hours During Securities Trading 3) 05/18/2022 - Central Minnesota Credit Union- Investment Related - At Reported Business Location(s)- Financial Institution Duty- Registered Representative- Start Date - 8/2012- 160 Hours Per Month/ 160 Hours During Securities Trading 4) 11/16/2022 - Magnifi Financial Credit Union - DBA: Magnifi Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023. 5) 11/21/2025 - Axonic AM First Insurance Company - Non-Variable Insurance - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/05/2025 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-21
  • S66 Uniform Combined State Law Examination
    2013-02-21
Other Names
  • Stephanie Marie Lieser

View on SEC IAPD

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