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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-04-28 |
Branch Locations
508 Main Street S Suite 9, Sauk Centre, MN 56378 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 04/2021 | 04/2026 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2024 | 04/2026 |
| Fletcher's Bait Shop | Sauk Centre | MN | 05/2017 | 07/2018 |
| Minnesota National Bank | Sauk Centre | MN | 06/2018 | 05/2022 |
| Minnesota National Bank | Sauk Centre | MN | 05/2022 | 04/2026 |
| Heartland Painting | Sauk Centre | MN | 11/2023 | Present |
| Sauk Centre Secondary School | Sauk Centre | MN | 09/2013 | 05/2019 |
| Cetera Investment Advisers Llc | Sauk Center | MN | 11/2024 | 04/2026 |
| Lpl Financial Llc | Sauk Centre | MN | 04/2026 | Present |
1. 04/2026 - Heartland Painting - Outside/W-2 Employment - Not Inv Related - 25 Hour(s)/Month - 0 Hour(s) During Trading - Saint Cloud MN 56301 - OBA Start Date: 11/27/2023 2. 04/2026 - TK Investments - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/28/2026 3. 04/2026 - Tricia Klaphake Investment Solutions LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/28/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
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