Tricia Haider Klaphake

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial Llc
  Sauk Centre, MN
• 05/2000 → 11/2017
  Investment Centers Of America, Inc.
  Sauk Centre, MN

Previous Registrations

• 2014-07-09 → 2017-12-06
  Investment Centers Of America, Inc.
  Sauk Centre, MN
  Sauk Centre, MN

Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - United Life Agent - Start Date 12/01/2017 - 2 Hours Per Month/2 During Securities. 2. 06/07/2019 - Pittsburgh DI Insurance Agency - Investment related - At reported business location(s) - Non-Variable Insurance - start date:05/30/2019 - 3 hrs/mo - 3 hrs during trading. 3. 9/20/2019 - Protective Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/13/2019 - 2 Hours Per Month During Securities Trading. 4. 3/3/2020 - John Hancock - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2020 - 3 Hours Per Month During Securities Trading. 5. 3/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2020 - 3 Hours Per Month During Securities Trading - Life, Long-term Care. 6. 3/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/17/2020 - 3 Hours Per Month During Securities Trading - Life. 7. 4/13/2021 - Tricia Klaphake Investment Solutions LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 300 Hours Per Month/8 Hours During Securities Trading. 8. 9/27/2021 - TK Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/10/2021 - 1 Hour Per Month During Securities Trading. 9. 11/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/12/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 11/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 11. 11/21/2022 - Liberty Bankers Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/16/2022 - 4 Hours Per Month/4 Hours During Securities Trading. 12. 05/16/2023 - Allianz Life, F&G, United Life, North American, Principal, Lincoln Benefit - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/12/2022 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-07-08
• S63 Uniform Securities Agent State Law Examination
  2000-09-26