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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-20 |
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
508 Main Street South, Sauk Centre, MN 56378 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Sauk Centre | MN | 05/1995 | 11/2017 |
| Kennedy Retirement Solutions, Inc. | Sauk Centre | MN | 05/1995 | Present |
| Lpl Financial Llc | Sauk Centre | MN | 11/2017 | Present |
1. 11/29/2017 - KENNEDY RETIREMENT SOLUTIONS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Chief Executive Officer. 2. 01/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/28/2017 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 3. 01/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/28/2017 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 4. 12/26/2018 - Kennedy Retirement Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/01/2018 - 2 Hours Per Month/2 Hours During Securities Trading. 5. 08/05/2019 - Protective Life - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/25/2019 - 1 hr/mo - 0 hrs during trading. 6. 10/1/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/13/2019 - 3 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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