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Michael John Kennedy

LPl Financial LLC

Sauk Centre, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
MN RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2022-04-20
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

508 Main Street South, Sauk Centre, MN 56378 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Sauk Centre MN 05/1995 11/2017
Kennedy Retirement Solutions, Inc. Sauk Centre MN 05/1995 Present
Lpl Financial Llc Sauk Centre MN 11/2017 Present
  • 05/1995 → 11/2017
    Investment Centers Of America, Inc.
    Sauk Centre, MN
  • 05/1995 → Present
    Kennedy Retirement Solutions, Inc.
    Sauk Centre, MN
  • 11/2017 → Present
    Sauk Centre, MN
Previous Registrations
  • 2004-07-08 → 2017-12-06
    Investment Centers Of America, Inc.
    Sauk Centre, MN
    Sauk Centre, MN
    St Cloud, MN
    Appleton, WI
Other Businesses

1. 11/29/2017 - KENNEDY RETIREMENT SOLUTIONS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Chief Executive Officer. 2. 01/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/28/2017 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 3. 01/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/28/2017 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 4. 12/26/2018 - Kennedy Retirement Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/01/2018 - 2 Hours Per Month/2 Hours During Securities Trading. 5. 08/05/2019 - Protective Life - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/25/2019 - 1 hr/mo - 0 hrs during trading. 6. 10/1/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/13/2019 - 3 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02
Designations

View on SEC IAPD

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