Michael John Kennedy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1995 → 11/2017
  Investment Centers Of America, Inc.
  Sauk Centre, MN
• 05/1995 → Present
  Kennedy Retirement Solutions, Inc.
  Sauk Centre, MN
• 11/2017 → Present
  Lpl Financial Llc
  Sauk Centre, MN

Previous Registrations

• 2004-07-08 → 2017-12-06
  Investment Centers Of America, Inc.
  Sauk Centre, MN
  Sauk Centre, MN
  St Cloud, MN
  Appleton, WI

Other Businesses

1. 11/29/2017 - KENNEDY RETIREMENT SOLUTIONS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Chief Executive Officer. 2. 01/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/28/2017 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 3. 01/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/28/2017 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities. 4. 12/26/2018 - Kennedy Retirement Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/01/2018 - 2 Hours Per Month/2 Hours During Securities Trading. 5. 08/05/2019 - Protective Life - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/25/2019 - 1 hr/mo - 0 hrs during trading. 6. 10/1/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/13/2019 - 3 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1995-06-02

Designations

• Certified Financial Planner