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Thaddeus James Beller

Rbc Capital Markets, LLC

Denver, CO

Denver, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-08
  • CO RA
    APPROVED
    Since 2026-05-08

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Advisers, Inc. Brooklyn OH 09/2015 06/2017
Tcw Funds Distributors Llc Los Angeles CA 09/2017 06/2024
Tcw Group Llc Los Angeles CA 09/2017 06/2024
Rbc Capital Markets, Llc Denver CO 06/2024 Present
  • 09/2015 → 06/2017
    Victory Capital Advisers, Inc.
    Brooklyn, OH
  • 09/2017 → 06/2024
    Tcw Funds Distributors Llc
    Los Angeles, CA
  • 09/2017 → 06/2024
    Tcw Group Llc
    Los Angeles, CA
  • 06/2024 → Present
    Rbc Capital Markets, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-08
S63 Uniform Securities Agent State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2026-05-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-12
Other Names
  • Thad James Beller

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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