Daniel Scott Karlsberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2017
  Edward Jones
  St Louis, MO
• 11/2017 → 04/2019
  Kovack Advisors, Inc
  Fort Lauderdale, FL
• 04/2019 → 01/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2026 → Present
  Lpl Financial Llc
  Marana, AZ

Previous Registrations

• 2019-04-24 → 2026-02-04
  Cambridge Investment Research Advisors, Inc.
  Marana, AZ
• 2017-12-07 → 2019-04-22
  Kovack Advisors, Inc.
  Tucson, AZ
  Ft. Lauderdale, FL
• 2013-01-16 → 2017-10-20
  Edward Jones
  St Louis, MO
  Winter Springs, FL
  Orlando, FL
  Oviedo, FL
  Oviedo, FL
  Tucson, AZ

Other Businesses

1. 01/2026 - Freedom Trail Wealth at Dove Mountain - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 100 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/26/2026 2. 01/2026 - Freedom Trail Financial - Non-Variable Insurance - Investment Related - 80 Hrs/Mth - 2 Hrs During Trading - Marana, AZ 85658 - OBA Start Date: 01/26/2026 3. 01/2026 - Town of Oro Valley Budget and Finance Commission - Politics/ Government - Not Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - Tucson, AZ 85737 - OBA Start Date: 03/14/2024

Exams

• S66 Uniform Combined State Law Examination
  2013-01-12

Other Names

• Daniel Karlsberg
• Dan Karlsberg